Compliance

Onboarding, KYC review, controls, and auditability

ROCX includes workflows for application review, KYC document placeholders, customer status, risk controls, audit logs, notifications, and administrative approvals.

Account Applications

Public application intake with admin review and controlled account creation.

KYC Workflow

KYC document placeholder records, review statuses, customer KYC cases, and support workflows.

Audit Trail

Audit logs for approvals, settings changes, live-control actions, backups, and order routing checks.

ROCX operational controls are infrastructure features. Final regulatory obligations, licensing, disclosures, policies, and jurisdiction-specific requirements must be reviewed by qualified counsel and compliance professionals.